Compliance Executive/Senior Executive, Regulatory Advisory


  • Provide regulatory compliance advice to businesses and related support function to facilitate new business, products and services
  • Keep abreast of regulatory development/changes and update policy to ensure ongoing compliance by various business units
  • Analyze and disseminate information on regulatory changes  to business and support function
  • Assist in the implementation of new regulatory requirements
  • Maintain the library of regulations and its relevance to the various business function
  • Manage regulator’s requests for information with business and support functions
  • Develop training/awareness initiatives to inculcate organizational compliance mindset


  • Degree with at least 1-2 years experience in a similar or related role in a Bank or Audit firm
  • Working knowledge of the Banking Act, Securities & Futures Act and Financial Adviser’s Act requirements will be advantageous
  • Familiar with banking products and services
  • Good interpersonal and communication skills
  • Embodies team work